Global Financial Integrity


GFI Request to Testify at Public Hearing on Proposed Individual Exemption Involving Credit Suisse AG

Heather Lowe

U.S. Department of Labor Hearing to Consider Proposed Credit Suisse Exemption from U.S. Regulation Barring It from Claiming Preferential Asset Manager Status in Wake of Criminal Conviction

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This letter constitutes a formal request by Heather Lowe, Legal Counsel and Director of Government Affairs at Global Financial Integrity, to testify at the U.S. Department of Labor public hearing on January 15, 2015, discussing the proposed individual exemption involving Credit Suisse AG’s ability to continue enjoying the privileges of “Qualified Professional Asset Manager” (QPAM) status.

The full PDF of the submission can be downloaded here. The full submission can also be viewed in its entirety on Scribd below.